Vacancies for the Post of Associate at Corporate Professionals, Delhi [1-3 PQE; Offline]- Apply Now!

About Corporate Professionals

Founded in 2003, CP is a leading integrated legal and financial advisory firm, providing end-to-end solutions in corporate laws, insolvency, securities, FEMA, restructuring, taxation, and dispute resolution.

About the Opportunity

We are seeking a focused individual to act as a single-point regulatory specialist for end-to-end intermediary registrations and allied licensing matters across SEBI, Stock Exchanges, and other relevant statutory authorities.

The role requires hands-on execution, regulatory judgment, client advisory, and interaction with authorities.

Roles and Responsibilities

• Intermediary Registration & Licensing:
  • Handling end-to-end registration applications for SEBI-registered intermediaries (RA, IA, PMS, AIF, Merchant Banker, Broker, RTA, etc.);
  • Handling end-to-end membership applications Stock Exchange(s) (BSE, NSE, MSEI);
  • Conducting eligibility assessment and gap analysis;
  • and filing applications, annexures, Preparing declarations, documents; and undertakings, and supporting
  • Providing responses to queries, deficiencies and observations issued by regulators or exchanges.
• Advisory & Client Interaction:
  • Acting as a client-facing advisor, capable of:
  • Explaining regulatory structures, categories, conditions, and compliance implications;
  • Advising on optimal registration pathways and structuring options; and
  • Managing client expectations documentation, and regulatory risks. on timelines,
  • Translating complex regulations into clear, actionable advice for the client.
• Communication with Authority & Regulatory Handling:
  • Direct interaction with SEBI departments, Stock exchanges and other regulatory bodies as required;
  • Handling formal correspondence, communication, and follow-ups; and portal-based
  • Escalating and resolving regulatory issues through reasoned representations.

Eligibility Criteria

• CS, LL.B., or NISM-certified professional
• 1-3 years of relevant experience
• Strong working knowledge of SEE intermediary ecosystem;
• Comfort with regulatory portals;
• Ability to independently multiple registrations; manag
• Sharp documentation, drafting, an representation skills; and
• Commercial awareness while advising clients

Location: Delhi.

Application Procedure

Interested candidates may apply by sending your resume to hr@indiacp.com and cc transactions@indiacp.com, with the subject line:

“Application for Associate| Regulatory Advisory and Intermediary Registrations- 2026”

Good luck with your application!

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